ISHARES TR

Ticker: IJJ CUSIP: 464287705 Class: S&P MC 400VL ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,359 Value ($000) $580 Avg Close — Range —
Q2 2016
Shares 4,757 Value ($000) $609 Avg Close — Range —
Q1 2016
Shares 3,092 Value ($000) $384 Avg Close — Range —
Q3 2015
Shares 759 Value ($000) $87 Avg Close — Range —
Q2 2015
Shares 1,693 Value ($000) $218 Avg Close — Range —
Q1 2015
Shares 1,417 Value ($000) $186 Avg Close — Range —
Q4 2014
Shares 1,784 Value ($000) $228 Avg Close — Range —
Q3 2014
Shares 2,170 Value ($000) $261 Avg Close — Range —
Q2 2014
Shares 2,169 Value ($000) $275 Avg Close — Range —
Q1 2014
Shares 2,168 Value ($000) $261 Avg Close — Range —
Q4 2013
Shares 808 Value ($000) $94 Avg Close — Range —
Q3 2013
Shares 959 Value ($000) $104 Avg Close — Range —
Q2 2013
Shares 945 Value ($000) $96 Avg Close — Range —