ISHARES TR

Ticker: IYW CUSIP: 464287721 Class: U.S. TECH ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 34,778 Value ($000) $4,139,000 Avg Close — Range —

Q2 2016

Shares 20,000 Value ($000) $2,106,000 Avg Close — Range —

Q1 2016

Shares 20,000 Value ($000) $2,170,000 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	34,778	$4,139,000	—	—
Q2 2016	20,000	$2,106,000	—	—
Q1 2016	20,000	$2,170,000	—	—