ISHARES TR

Ticker: IYW CUSIP: 464287721 Class: U.S. TECH ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 9,161 Value ($000) $1,541 Avg Close — Range —
Q4 2017
Shares 50,971 Value ($000) $8,296 Avg Close — Range —
Q3 2017
Shares 50,367 Value ($000) $7,551 Avg Close — Range —
Q2 2017
Shares 73,150 Value ($000) $10,221 Avg Close — Range —
Q1 2017
Shares 49,152 Value ($000) $6,644 Avg Close — Range —
Q4 2016
Shares 53,159 Value ($000) $6,392 Avg Close — Range —
Q3 2016
Shares 59,055 Value ($000) $7,028 Avg Close — Range —
Q2 2016
Shares 111,994 Value ($000) $11,791 Avg Close — Range —
Q1 2016
Shares 119,556 Value ($000) $12,972 Avg Close — Range —
Q4 2015
Shares 117,886 Value ($000) $12,617 Avg Close — Range —
Q3 2015
Shares 103,603 Value ($000) $10,246 Avg Close — Range —
Q2 2015
Shares 107,930 Value ($000) $11,297 Avg Close — Range —
Q1 2015
Shares 97,880 Value ($000) $10,273 Avg Close — Range —
Q4 2014
Shares 100,705 Value ($000) $10,514 Avg Close — Range —
Q3 2014
Shares 104,997 Value ($000) $10,580 Avg Close — Range —
Q2 2014
Shares 111,183 Value ($000) $10,771 Avg Close — Range —
Q1 2014
Shares 89,621 Value ($000) $8,161 Avg Close — Range —
Q4 2013
Shares 147,912 Value ($000) $13,081 Avg Close — Range —
Q3 2013
Shares 196,686 Value ($000) $15,499 Avg Close — Range —
Q2 2013
Shares 147,183 Value ($000) $10,837 Avg Close — Range —