ISHARES TR

Ticker: IYJ CUSIP: 464287754 Class: US INDUSTRIALS

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 20 Value ($000) $3 Avg Close — Range —
Q4 2013
Shares 19,491 Value ($000) $1,976 Avg Close — Range —
Q3 2013
Shares 54,590 Value ($000) $4,941 Avg Close — Range —
Q2 2013
Shares 35,458 Value ($000) $2,941 Avg Close — Range —