ISHARES TR

Ticker: IYM CUSIP: 464287838 Class: Exchange Traded Fund

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 93 Value ($000) $6 Avg Close — Range —
Q2 2015
Shares 561 Value ($000) $45 Avg Close — Range —
Q1 2015
Shares 588 Value ($000) $48 Avg Close — Range —
Q4 2014
Shares 588 Value ($000) $48 Avg Close — Range —
Q3 2014
Shares 588 Value ($000) $51 Avg Close — Range —
Q2 2014
Shares 602 Value ($000) $53 Avg Close — Range —
Q1 2014
Shares 1,113 Value ($000) $93 Avg Close — Range —
Q4 2013
Shares 880 Value ($000) $72 Avg Close — Range —
Q3 2013
Shares 414 Value ($000) $31 Avg Close — Range —
Q2 2013
Shares 351 Value ($000) $24 Avg Close — Range —