ISHARES TR

Ticker: ILCV CUSIP: 464288109 Class: MORNINGSTAR VALU

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,001 Value ($000) $73 Avg Close — Range —
Q2 2013
Shares 3,176 Value ($000) $232 Avg Close — Range —