ISHARES TR

Ticker: AAXJ CUSIP: 464288182 Class: MSCI AC ASIA ETF

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 14,526 Value ($000) $798 Avg Close — Range —

Q4 2013

Shares 1,310 Value ($000) $79 Avg Close — Range —

Q3 2013

Shares 5,435 Value ($000) $317 Avg Close — Range —

Q2 2013

Shares 5,435 Value ($000) $298 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	14,526	$798	—	—
Q4 2013	1,310	$79	—	—
Q3 2013	5,435	$317	—	—
Q2 2013	5,435	$298	—	—