ISHARES TR

Ticker: AAXJ CUSIP: 464288182 Class: MSCI AC ASIA ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 11,076 Value ($000) $670 Avg Close — Range —
Q1 2016
Shares 39,506 Value ($000) $2,158 Avg Close — Range —
Q3 2015
Shares 372 Value ($000) $19 Avg Close — Range —
Q2 2015
Shares 50,990 Value ($000) $3,212 Avg Close — Range —
Q1 2015
Shares 89 Value ($000) $6 Avg Close — Range —
Q4 2014
Shares 89 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 56,951 Value ($000) $3,492 Avg Close — Range —