ISHARES TR

Ticker: NYF CUSIP: 464288323 Class: ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 26,809 Value ($000) $1,457 Avg Close — Range —
Q2 2018
Shares 28,247 Value ($000) $1,548 Avg Close — Range —
Q1 2018
Shares 28,347 Value ($000) $1,553 Avg Close — Range —
Q4 2017
Shares 29,132 Value ($000) $1,625 Avg Close — Range —
Q3 2017
Shares 14,512 Value ($000) $1,625 Avg Close — Range —
Q2 2017
Shares 13,446 Value ($000) $1,500 Avg Close — Range —
Q1 2017
Shares 12,828 Value ($000) $1,413 Avg Close — Range —
Q4 2016
Shares 12,828 Value ($000) $1,397 Avg Close — Range —
Q3 2016
Shares 12,144 Value ($000) $1,385 Avg Close — Range —
Q2 2016
Shares 12,144 Value ($000) $1,400 Avg Close — Range —
Q1 2016
Shares 11,704 Value ($000) $1,321 Avg Close — Range —
Q4 2015
Shares 13,187 Value ($000) $1,476 Avg Close — Range —