ISHARES TR

Ticker: HYG CUSIP: 464288513 Class: IBOXX HI YD ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 50,000 Value ($000) $4,363,000 Avg Close — Range —
Q3 2016
Shares 256,401 Value ($000) $22,374,000 Avg Close — Range —
Q2 2016
Shares 65,000 Value ($000) $5,506,000 Avg Close — Range —
Q1 2016
Shares 240,500 Value ($000) $19,646,000 Avg Close — Range —
Q4 2015
Shares 96,500 Value ($000) $7,776,000 Avg Close — Range —
Q3 2015
Shares 16,500 Value ($000) $1,374,000 Avg Close — Range —
Q2 2015
Shares 16,500 Value ($000) $1,465,000 Avg Close — Range —
Q1 2015
Shares 121,589 Value ($000) $11,017,000 Avg Close — Range —
Q4 2014
Shares 116,500 Value ($000) $10,438,000 Avg Close — Range —
Q3 2014
Shares 16,500 Value ($000) $1,517,000 Avg Close — Range —
Q2 2014
Shares 16,500 Value ($000) $1,571,000 Avg Close — Range —
Q1 2014
Shares 16,500 Value ($000) $1,557,000 Avg Close — Range —
Q4 2013
Shares 229,100 Value ($000) $21,279,000 Avg Close — Range —
Q3 2013
Shares 71,500 Value ($000) $6,548,000 Avg Close — Range —
Q2 2013
Shares 16,500 Value ($000) $1,500,000 Avg Close — Range —