ISHARES TR

Ticker: REZ CUSIP: 464288562 Class: RESIDENTIAL MULT

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 19,566 Value ($000) $1,220 Avg Close — Range —
Q3 2018
Shares 20,002 Value ($000) $1,258 Avg Close — Range —
Q2 2018
Shares 21,645 Value ($000) $1,365 Avg Close — Range —
Q1 2018
Shares 40,703 Value ($000) $2,347 Avg Close — Range —
Q4 2017
Shares 54,613 Value ($000) $3,399 Avg Close — Range —
Q3 2017
Shares 52,676 Value ($000) $3,350 Avg Close — Range —
Q2 2017
Shares 113,755 Value ($000) $7,402 Avg Close — Range —
Q1 2017
Shares 41,996 Value ($000) $2,652 Avg Close — Range —
Q4 2016
Shares 37,255 Value ($000) $2,310 Avg Close — Range —
Q3 2016
Shares 84,527 Value ($000) $5,538 Avg Close — Range —
Q2 2016
Shares 195,756 Value ($000) $13,214 Avg Close — Range —
Q1 2016
Shares 89,746 Value ($000) $5,921 Avg Close — Range —
Q4 2015
Shares 104,068 Value ($000) $6,603 Avg Close — Range —
Q3 2015
Shares 103,846 Value ($000) $6,157 Avg Close — Range —
Q2 2015
Shares 102,815 Value ($000) $5,760 Avg Close — Range —
Q1 2015
Shares 88,632 Value ($000) $5,508 Avg Close — Range —
Q4 2014
Shares 90,566 Value ($000) $5,335 Avg Close — Range —
Q3 2014
Shares 81,293 Value ($000) $4,157 Avg Close — Range —
Q2 2014
Shares 95,267 Value ($000) $5,081 Avg Close — Range —
Q1 2014
Shares 161,526 Value ($000) $8,084 Avg Close — Range —