ISHARES TR

Ticker: MBB CUSIP: 464288588 Class: Fixed Income ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 87 Value ($000) $9 Avg Close — Range —

Q3 2014

Shares 379 Value ($000) $41 Avg Close — Range —

Q1 2014

Shares 2,026 Value ($000) $215 Avg Close — Range —

Q3 2013

Shares 5,195 Value ($000) $550 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	87	$9	—	—
Q3 2014	379	$41	—	—
Q1 2014	2,026	$215	—	—
Q3 2013	5,195	$550	—	—