ISHARES TR

Ticker: IEI CUSIP: 464288661 Class: Fixed Income ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 100 Value ($000) $12 Avg Close — Range —

Q4 2015

Shares 15 Value ($000) $2 Avg Close — Range —

Q3 2015

Shares 15 Value ($000) $2 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	100	$12	—	—
Q4 2015	15	$2	—	—
Q3 2015	15	$2	—	—