ISHARES TR

Ticker: IAT CUSIP: 464288778 Class: US REGNL BKS ETF

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 4,013 Value ($000) $202 Avg Close — Range —

Q1 2017

Shares 4,807 Value ($000) $216 Avg Close — Range —

Q4 2016

Shares 4,807 Value ($000) $219 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	4,013	$202	—	—
Q1 2017	4,807	$216	—	—
Q4 2016	4,807	$219	—	—