ISHARES TR

Ticker: IAI CUSIP: 464288794 Class: US BR DEL SE ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 918 Value ($000) $39 Avg Close — Range —

Q2 2014

Shares 34,664 Value ($000) $639,825 Avg Close — Range —

Q1 2014

Shares 21,645 Value ($000) $835 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	918	$39	—	—
Q2 2014	34,664	$639,825	—	—
Q1 2014	21,645	$835	—	—