iSHS III S&P SML CAP 600 UCITS

CUSIP: 464288QST Class: COM

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 8,000 Value ($000) $482 Avg Close — Range —
Q2 2017
Shares 8,000 Value ($000) $456 Avg Close — Range —
Q1 2017
Shares 8,000 Value ($000) $451 Avg Close — Range —
Q4 2016
Shares 20,000 Value ($000) $1,128 Avg Close — Range —
Q2 2015
Shares 5,000 Value ($000) $240 Avg Close — Range —