ISHARES

CUSIP: 464289362 Class: TR 2014 S\&P.* AMTFR

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 9,357 Value ($000) $483 Avg Close — Range —
Q2 2013
Shares 8,745 Value ($000) $452 Avg Close — Range —