ISHARES

CUSIP: 464289362 Class: TR 2014 S\&P.* AMTFR

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 5,959 Value ($000) $305 Avg Close — Range —
Q1 2014
Shares 4,725 Value ($000) $242 Avg Close — Range —
Q4 2013
Shares 4,720 Value ($000) $242 Avg Close — Range —