ISHARES TR

Ticker: IWY CUSIP: 464289438 Class: RUS TP200 GR ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 42,736 Value ($000) $3,444 Avg Close — Range —

Q1 2018

Shares 45,803 Value ($000) $3,379 Avg Close — Range —

Q4 2017

Shares 22,763 Value ($000) $1,665 Avg Close — Range —

Q3 2017

Shares 23,400 Value ($000) $1,587 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	42,736	$3,444	—	—
Q1 2018	45,803	$3,379	—	—
Q4 2017	22,763	$1,665	—	—
Q3 2017	23,400	$1,587	—	—