ISHARES TR

Ticker: AOK CUSIP: 464289883 Class: CONSER ALLOC ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 6,865 Value ($000) $237 Avg Close — Range —
Q2 2017
Shares 6,844 Value ($000) $233 Avg Close — Range —
Q1 2017
Shares 6,563 Value ($000) $219 Avg Close — Range —
Q4 2016
Shares 6,537 Value ($000) $213 Avg Close — Range —
Q3 2015
Shares 300 Value ($000) $9 Avg Close — Range —