iSHRS VII DOW JONES IND ETF

CUSIP: 464289BST Class: COM

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,500 Value ($000) $360 Avg Close — Range —
Q2 2017
Shares 1,500 Value ($000) $342 Avg Close — Range —
Q1 2017
Shares 1,500 Value ($000) $330 Avg Close — Range —
Q4 2016
Shares 3,600 Value ($000) $757 Avg Close — Range —