ISHARES TR

Ticker: ECNS CUSIP: 46429B200 Class: CHINA SM-CAP ETF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,041 Value ($000) $49 Avg Close — Range —
Q2 2014
Shares 460 Value ($000) $21 Avg Close — Range —