ISHARES TR

Ticker: FLOT CUSIP: 46429B655 Class: FLTG RATE NT ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 46,336 Value ($000) $2,364 Avg Close — Range —
Q2 2018
Shares 61,194 Value ($000) $3,121 Avg Close — Range —
Q1 2018
Shares 64,484 Value ($000) $3,284 Avg Close — Range —
Q4 2017
Shares 63,743 Value ($000) $3,239 Avg Close — Range —
Q3 2017
Shares 61,772 Value ($000) $3,147 Avg Close — Range —
Q2 2017
Shares 59,625 Value ($000) $3,036 Avg Close — Range —
Q1 2017
Shares 53,335 Value ($000) $2,713 Avg Close — Range —
Q4 2016
Shares 49,058 Value ($000) $2,489 Avg Close — Range —
Q3 2016
Shares 4,806 Value ($000) $244 Avg Close — Range —
Q2 2016
Shares 4,629 Value ($000) $234 Avg Close — Range —
Q1 2016
Shares 4,332 Value ($000) $218 Avg Close — Range —
Q4 2015
Shares 4,360 Value ($000) $220 Avg Close — Range —