ISHARES TR

Ticker: FLOT CUSIP: 46429B655 Class: FLTG RATE NT ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 4,245 Value ($000) $215 Avg Close — Range —

Q4 2013

Shares 4,234 Value ($000) $215 Avg Close — Range —

Q3 2013

Shares 11,417 Value ($000) $579 Avg Close — Range —

Q2 2013

Shares 3,204 Value ($000) $162 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	4,245	$215	—	—
Q4 2013	4,234	$215	—	—
Q3 2013	11,417	$579	—	—
Q2 2013	3,204	$162	—	—