ISHARES TR

Ticker: FLOT CUSIP: 46429B655 Class: FLTG RATE NT ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 164 Value ($000) $8 Avg Close — Range —

Q3 2017

Shares 164 Value ($000) $8 Avg Close — Range —

Q2 2017

Shares 164 Value ($000) $8 Avg Close — Range —

Q1 2014

Shares 41 Value ($000) $2 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	164	$8	—	—
Q3 2017	164	$8	—	—
Q2 2017	164	$8	—	—
Q1 2014	41	$2	—	—