ISHARES TR

Ticker: USMV CUSIP: 46429B697 Class: MSCI USA MIN VOL

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 15,325 Value ($000) $874 Avg Close — Range —
Q2 2018
Shares 15,902 Value ($000) $845 Avg Close — Range —
Q1 2018
Shares 15,902 Value ($000) $826 Avg Close — Range —
Q4 2017
Shares 18,181 Value ($000) $960 Avg Close — Range —
Q3 2017
Shares 21,269 Value ($000) $1,071 Avg Close — Range —
Q2 2017
Shares 21,269 Value ($000) $1,041 Avg Close — Range —
Q1 2017
Shares 21,269 Value ($000) $1,015 Avg Close — Range —
Q4 2016
Shares 21,269 Value ($000) $962 Avg Close — Range —
Q3 2016
Shares 19,698 Value ($000) $895 Avg Close — Range —
Q2 2016
Shares 20,467 Value ($000) $946 Avg Close — Range —
Q1 2016
Shares 19,352 Value ($000) $850 Avg Close — Range —
Q4 2015
Shares 16,917 Value ($000) $707 Avg Close — Range —