ISHARES U S ETF TR

Ticker: NEAR CUSIP: 46431W507 Class: BLACKROCK ST MAT

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 24,285 Value ($000) $1,177 Avg Close — Range —
Q4 2019
Shares 25,600 Value ($000) $1,286 Avg Close — Range —
Q3 2019
Shares 23,137 Value ($000) $1,164 Avg Close — Range —
Q2 2019
Shares 23,137 Value ($000) $1,164 Avg Close — Range —
Q1 2019
Shares 23,692 Value ($000) $1,190 Avg Close — Range —
Q4 2018
Shares 22,257 Value ($000) $1,110 Avg Close — Range —
Q3 2018
Shares 28,162 Value ($000) $1,413 Avg Close — Range —