ISHARES U S ETF TR

Ticker: NEAR CUSIP: 46431W507 Class: BLACKROCK ST MAT

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 14,979 Value ($000) $753 Avg Close — Range —
Q3 2019
Shares 14,979 Value ($000) $754 Avg Close — Range —
Q2 2019
Shares 14,979 Value ($000) $754 Avg Close — Range —
Q1 2019
Shares 10,006 Value ($000) $503 Avg Close — Range —