ISHARES TR

Ticker: MTUM CUSIP: 46432F396 Class: MSCI USA MMENTM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 11,760 Value ($000) $1,324 Avg Close — Range —

Q1 2018

Shares 10,167 Value ($000) $1,077 Avg Close — Range —

Q4 2017

Shares 2,077 Value ($000) $214 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	11,760	$1,324	—	—
Q1 2018	10,167	$1,077	—	—
Q4 2017	2,077	$214	—	—