ISHARES TR

Ticker: SHYG CUSIP: 46434V407 Class: 0-5YR HI YL CP

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 14,836 Value ($000) $709 Avg Close — Range —
Q4 2016
Shares 14,836 Value ($000) $702 Avg Close — Range —