ISHARES TR

Ticker: SMMD CUSIP: 46435G268 Class: RUSEL 2500 ETF

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 16,055 Value ($000) $540 Avg Close — Range —
Q4 2019
Shares 8,605 Value ($000) $414 Avg Close — Range —
Q3 2019
Shares 8,630 Value ($000) $384 Avg Close — Range —