ISHARES TR

Ticker: REM CUSIP: 46435G342 Class: MORTGE REL ETF

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 112,200 Value ($000) $2,450 Avg Close — Range —

Q2 2020

Shares 130,956 Value ($000) $3,256 Avg Close — Range —

Q1 2020

Shares 82,043 Value ($000) $1,535 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	112,200	$2,450	—	—
Q2 2020	130,956	$3,256	—	—
Q1 2020	82,043	$1,535	—	—