Ivy High Income A

Ticker: WHIAX CUSIP: 466000668 Class: High Yield

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 65,693 Value ($000) $5,301 Avg Close — Range —

Q3 2014

Shares 45,914 Value ($000) $390 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	65,693	$5,301	—	—
Q3 2014	45,914	$390	—	—