IVY GLOBAL FUNDS - ASSET STRAT

Ticker: WASAX CUSIP: 466000759 Class: NTF EQUITY FUNDS

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 70,517 Value ($000) $17,975 Avg Close — Range —
Q3 2014
Shares 19,538 Value ($000) $596 Avg Close — Range —