JPMORGAN CHASE & CO

Ticker: JPM CUSIP: 46625H100 Class: Common Stock

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 25,000 Value ($000) $2,821 Avg Close $92.63 Range $83.41 - $97.31
Q2 2018
Shares 32,500 Value ($000) $3,387 Avg Close $89.02 Range $83.70 - $93.47
Q1 2018
Shares 22,000 Value ($000) $2,419 Avg Close $91.43 Range $83.98 - $96.37
Q4 2017
Shares 17,000 Value ($000) $1,818 Avg Close $81.33 Range $76.25 - $87.14
Q3 2017
Shares 20,000 Value ($000) $1,910 Avg Close $73.66 Range $70.35 - $76.59
Q2 2017
Shares 8,617 Value ($000) $788 Avg Close $68.54 Range $64.85 - $73.60
Q1 2017
Shares 63,467 Value ($000) $5,575 Avg Close $69.68 Range $65.58 - $74.23
Q4 2016
Shares 10,167 Value ($000) $877 Avg Close $59.89 Range $51.67 - $68.65
Q3 2016
Shares 12,167 Value ($000) $810 Avg Close $50.85 Range $45.82 - $52.95
Q2 2016
Shares 21,171 Value ($000) $1,316 Avg Close $48.33 Range $44.15 - $51.23
Q1 2016
Shares 5,900 Value ($000) $349 Avg Close $44.86 Range $40.33 - $49.26