JPMORGAN CHASE & CO

CUSIP: 46625H365 Class: ALERIAN ML ETN

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 6,925 Value ($000) $219 Avg Close — Range —
Q3 2016
Shares 6,725 Value ($000) $212 Avg Close — Range —