JPMORGAN CHASE & CO

CUSIP: 46625H365 Class: ALERIAN ML ETN

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,784 Value ($000) $229 Avg Close — Range —
Q1 2015
Shares 8,513 Value ($000) $364 Avg Close — Range —
Q3 2014
Shares 4,209 Value ($000) $223 Avg Close — Range —
Q2 2014
Shares 4,209 Value ($000) $220 Avg Close — Range —