JPMORGAN CHASE & CO

CUSIP: 46625H365 Class: ALERIAN ML ETN

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 31,432 Value ($000) $415 Avg Close — Range —
Q1 2020
Shares 52,383 Value ($000) $473 Avg Close — Range —
Q1 2017
Shares 696,387 Value ($000) $22,493 Avg Close — Range —
Q4 2016
Shares 651,448 Value ($000) $20,592 Avg Close — Range —
Q3 2016
Shares 475,668 Value ($000) $14,984 Avg Close — Range —
Q2 2016
Shares 401,376 Value ($000) $12,768 Avg Close — Range —
Q1 2016
Shares 368,250 Value ($000) $9,976 Avg Close — Range —
Q4 2015
Shares 234,047 Value ($000) $6,780 Avg Close — Range —