JMP GROUP LLC

CUSIP: 46629U107 Class: COMMON STOCK

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 20,300 Value ($000) $145 Avg Close — Range —
Q4 2013
Shares 20,300 Value ($000) $151 Avg Close — Range —
Q3 2013
Shares 20,300 Value ($000) $135 Avg Close — Range —
Q2 2013
Shares 20,300 Value ($000) $145 Avg Close — Range —