JPMORGAN CHASE & CO

CUSIP: 46634E114 Class: *W EXP 10/28/201

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 11,007 Value ($000) $800 Avg Close — Range —
Q2 2018
Shares 23,937 Value ($000) $1,518 Avg Close — Range —
Q1 2018
Shares 23,977 Value ($000) $1,668 Avg Close — Range —
Q4 2017
Shares 24,377 Value ($000) $1,619 Avg Close — Range —
Q3 2017
Shares 24,377 Value ($000) $1,318 Avg Close — Range —
Q2 2017
Shares 24,477 Value ($000) $1,231 Avg Close — Range —
Q1 2017
Shares 24,477 Value ($000) $1,127 Avg Close — Range —
Q4 2016
Shares 24,477 Value ($000) $1,113 Avg Close — Range —
Q3 2016
Shares 24,551 Value ($000) $616 Avg Close — Range —
Q2 2016
Shares 24,551 Value ($000) $463 Avg Close — Range —
Q1 2016
Shares 48,902 Value ($000) $861 Avg Close — Range —
Q4 2015
Shares 49,752 Value ($000) $1,097 Avg Close — Range —
Q3 2015
Shares 24,876 Value ($000) $521 Avg Close — Range —
Q2 2015
Shares 26,326 Value ($000) $671 Avg Close — Range —
Q1 2015
Shares 26,326 Value ($000) $583 Avg Close — Range —
Q4 2014
Shares 26,001 Value ($000) $541 Avg Close — Range —
Q3 2014
Shares 25,901 Value ($000) $511 Avg Close — Range —
Q2 2014
Shares 25,901 Value ($000) $501 Avg Close — Range —
Q1 2014
Shares 25,901 Value ($000) $523 Avg Close — Range —
Q4 2013
Shares 25,786 Value ($000) $500 Avg Close — Range —
Q3 2013
Shares 25,786 Value ($000) $433 Avg Close — Range —
Q2 2013
Shares 24,261 Value ($000) $378 Avg Close — Range —