JAMES RIVER COAL CO

CUSIP: 470355207 Class: CMN

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2010
Shares 35,700 Value ($000) $568 Avg Close — Range —
Q4 2009
Shares 35,400 Value ($000) $655 Avg Close — Range —
Q3 2009
Shares 35,000 Value ($000) $669 Avg Close — Range —
Q2 2009
Shares 35,000 Value ($000) $530 Avg Close — Range —
Q1 2009
Shares 35,400 Value ($000) $437 Avg Close — Range —