JAMES RIVER COAL CO

CUSIP: 470355207 Class: CMN

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 668,632 Value ($000) $501 Avg Close — Range —
Q4 2013
Shares 619,932 Value ($000) $837 Avg Close — Range —
Q3 2013
Shares 601,282 Value ($000) $1,191 Avg Close — Range —
Q2 2013
Shares 437,752 Value ($000) $797 Avg Close — Range —