JAMES RIVER COAL CO

CUSIP: 470355207 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 15,627 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 12,076 Value ($000) $16 Avg Close — Range —
Q3 2013
Shares 11,360 Value ($000) $22 Avg Close — Range —