JAMES RIVER COAL CO

CUSIP: 470355207 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 52,409 Value ($000) $39 Avg Close — Range —
Q4 2013
Shares 52,409 Value ($000) $71 Avg Close — Range —
Q3 2013
Shares 52,409 Value ($000) $104 Avg Close — Range —
Q2 2013
Shares 52,409 Value ($000) $95 Avg Close — Range —