JAMES RIVER COAL CO

CUSIP: 470355207 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 3,163 Value ($000) $4 Avg Close — Range —
Q3 2013
Shares 3,601 Value ($000) $7 Avg Close — Range —
Q2 2013
Shares 2,265 Value ($000) $4 Avg Close — Range —