JAMES RIVER COAL CO

CUSIP: 470355AJ7 Class: CONV BND

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 12,186,000 Value ($000) $975 Avg Close — Range —
Q1 2014
Shares 13,404,000 Value ($000) $1,684 Avg Close — Range —
Q4 2013
Shares 13,404,000 Value ($000) $4,256 Avg Close — Range —
Q3 2013
Shares 12,874,000 Value ($000) $6,887 Avg Close — Range —
Q2 2013
Shares 9,505,000 Value ($000) $6,178 Avg Close — Range —