JAMES RIVER COAL CO

CUSIP: 470355AK4 Class: BOND

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 4,074,000 Value ($000) $448 Avg Close — Range —
Q1 2014
Shares 4,074,000 Value ($000) $692 Avg Close — Range —
Q4 2013
Shares 4,075,000 Value ($000) $1,548 Avg Close — Range —