JAPAN EQUITY FD INC

CUSIP: 471057109 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 10,400 Value ($000) $68 Avg Close — Range —
Q4 2013
Shares 15,442 Value ($000) $108 Avg Close — Range —
Q3 2013
Shares 15,205 Value ($000) $105 Avg Close — Range —
Q2 2013
Shares 15,208 Value ($000) $98 Avg Close — Range —