JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 3,420 Value ($000) $33 Avg Close — Range —
Q2 2014
Shares 3,420 Value ($000) $32 Avg Close — Range —
Q1 2014
Shares 3,420 Value ($000) $30 Avg Close — Range —
Q4 2013
Shares 3,420 Value ($000) $31 Avg Close — Range —
Q3 2013
Shares 3,369 Value ($000) $31 Avg Close — Range —
Q2 2013
Shares 3,369 Value ($000) $29 Avg Close — Range —