JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

HSBC HOLDINGS PLC's Holding History (CIK: 0000873630)

Note: Option positions (PUT/CALL) are excluded.

Q1 2013
Shares 17,974 Value ($000) $155 Avg Close — Range —
Q4 2012
Shares 17,974 Value ($000) $129 Avg Close — Range —
Q3 2012
Shares 17,974 Value ($000) $130 Avg Close — Range —